Oversee accounting operations, payroll, audits, and financial reporting while maintaining GAAP and regulatory compliance and providing financial insights to support leadership and business decisions.
Own marketing compliance reviews, vendor due diligence, AI governance oversight, and ongoing monitoring for a registered investment adviser, helping ensure investor-facing content and firm operations meet regulatory requirements.
As a Client Service Associate, you will enhance client relationships, coordinate onboarding processes, and support advisors with administrative tasks in a dynamic wealth management environment.
Develop and manage complex financial plans for wealth management clients, advising on investment, insurance, tax, and estate planning while delivering a high-quality client experience and ensuring regulatory compliance.
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