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Director - Futures Commission Merchant (FCM)

🕒 17 days ago
Regulatory ComplianceMarket SurveillanceAnti-money Laundering (aml)Know Your Customer (kyc)

📜 Description

  • Design, implement, and maintain a compliance program meeting all requirements under the Commodity Exchange Act (CEA), CFTC regulations, and NFA rules.
  • Serve as the primary point of contact for the CFTC and NFA during examinations, audits, inquiries, and regulatory filings.
  • Establish and oversee a comprehensive market surveillance program to detect and prevent market manipulation and abusive trading practices.
  • Oversee the FCM's Anti-Money Laundering (AML), Know Your Customer (KYC), and Customer Identification Program (CIP) policies.
  • Collaborate with Product, Engineering, and Operations teams to embed automated compliance and surveillance controls.

🛠️ Requirements

  • 5+ years of senior compliance experience within a CFTC-regulated entity or financial regulatory agency.
  • Deep understanding of the Commodity Exchange Act (CEA), CFTC regulations, NFA rules, and standard derivatives market structures.
  • Hands-on experience designing and operating compliance monitoring, AML/KYC workflows, and market surveillance programs.
  • Bachelor's Degree in Finance, Business, Law, or a related field (J.D. or Master's degree preferred).

Benefits

  • Attractive annual leave entitlement including: birthday, work anniversary
  • Dental
  • Vision
  • Life/disability insurance
  • Our Crypto.com benefits packages vary depending on region requirements, you can learn more from our talent acquisition team.
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