You will work closely with Customer Operations, Risk, Legal, and AML leadership to ensure compliance cases and escalations are handled thoroughly, consistently, and with appropriate urgency, balancing regulatory requirements with a strong.
Lead the execution and enhancement of a global internal controls and testing program within the Compliance function, ensuring regulatory integrity and operational resilience.
You will be responsible for detecting and investigating trading activity in derivatives markets to identify potential violations of Exchange rules and CFTC Regulations.
As a Market Surveillance Analyst, you will monitor trading activities, investigate potential violations, and ensure compliance with regulations in the derivatives markets.
The Manager, Banking Compliance and Analysis oversees Illumia's compliance program, focusing on banking operations, client onboarding, and regulatory change management.
